Chapter III of the Securities and Exchange Board of India (Listing Obligation and Disclosure Requirements) Regulations, 2015 enumerates common obligations of listed entities. In this post, we will discuss some of these obligations related to Key Managerial Personnel, Compliance officer and Share Transfer Agent.
Posted in CorpGov, Governance and Responsibility, Listing obligation and Disclosure Regulation, SEBI
Tagged Compliance Officer, Corporate Governance, In – house Share Transfer Facility, India, Listing, Listing Agreement, Listing Obligation and Disclosure Requirements, LODR, SEBI, Securities & Exchange Board of India, Share Transfer Agent
Writer of this blog, Aishwarya Mohan Gahrana is Practicing Company Secretary and Insolvency Professional working with M/s Aishwarya M Gahrana & Associates, a New Delhi based peer reviewed firm of company secretaries having pan India presence through friends and associates. This blog is a knowledge sharing initiative. Views expressed here is of writer; not of the organization(s) he is working with.
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